Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Von? Claim Your ProfileVon Dorcus Cook is an Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. Von has been in the financial services industry since 2001. Von's previous experience includes roles at VOYA FINANCIAL ADVISORS, INC., ING FINANCIAL PARTNERS, INC., AXA ADVISORS, LLC, MORGAN STANLEY DW INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Von is registered to provide investment advice in 49 states and the District of Columbia. Von is also registered as an Investment Advisor Representative in Pennsylvania and Texas. Von holds a Series 66 license, a Series 24 license and Series 7, 31 and 62 licenses. Von is a Managing Partner of Client Centric Advisors. Von also owns an independent insurance agency, Client Centric Advisors. Von is an Advisory Representative of a registered investment advisor, CIRA. Von is also a co-owner of Live the Paradise Life, a business selling custom beach attire. Von is a Board Member of the Financial Services Institute.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
07/15/2018 - Present
Cambridge Investment Research Advisors, Inc. (Tampa FL)
FL
07/29/2010 - 07/16/2018
VOYA FINANCIAL ADVISORS, INC. (TAMPA FL)
FL
09/20/2005 - 07/27/2010
ING FINANCIAL PARTNERS, INC. (TAMPA FL)
NY
12/11/2002 - 02/10/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
02/12/2002 - 10/11/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
11/12/2001 - 12/03/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/12/2001 - 12/03/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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