Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Von? Claim Your ProfileVon Alan Hallauer is a financial advisor who has been working in the industry since 2001. Von is currently registered with Stifel, Nicolaus & Company, Inc. and has been with the firm since September 2018. Before joining Stifel, Nicolaus & Company, Inc. Von was with Raymond James & Associates, Inc. and Edward Jones. Von is licensed to provide investment advice in a number of states, including Arizona, California, Colorado, Florida, Hawaii, Kansas, Missouri, Nebraska, Nevada, New Jersey, New York, Tennessee, Texas, Virginia, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
09/24/2018 - Present
Stifel, Nicolaus & Company, Inc. (PHOENIX AZ)
AZ
11/04/2011 - 10/10/2018
RAYMOND JAMES & ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
09/18/2001 - 11/07/2011
EDWARD JONES (SCOTTSDALE AZ)
BC
Issued 09/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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