Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vlasta? Claim Your ProfileVlasta Duffy is an investment advisor representative registered with Thrivent Investment Management Inc. Vlasta has been in the industry since March 11, 2001, and has experience with various firms, including Mutual of Omaha Investor Services, Inc., Equity Services, Inc., MML Investors Services, LLC, and Northwestern Mutual Investment Services, LLC. Vlasta is also a chartered financial consultant and specializes in providing financial planning and portfolio management for individuals. Vlasta is registered to provide investment advisory services in 44 states and District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
01/07/2022 - Present
Thrivent Investment Management Inc. (Scottsdale AZ)
NE
04/29/2020 - 12/08/2021
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
AZ
02/02/2018 - 06/27/2018
EQUITY SERVICES, INC. (SCOTTSDALE AZ)
AZ
06/07/2010 - 09/08/2017
MML INVESTORS SERVICES, LLC (SCOTTSDALE AZ)
AZ
08/20/1998 - 02/08/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PHOENIX AZ)
WI
08/20/1998 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 06/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2012
Series 24 - General Securities Principal Examination
BC
Issued 04/19/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/04/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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