Premier Advisor
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
MD
02/08/2022 - Present
LPL Financial LLC (NORTH BETHESDA MD)
MA
01/01/2008 - 07/23/2019
WELLS FARGO CLEARING SERVICES, LLC (BOSTON MA)
DC
06/27/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WASHINGTON DC)
DE
02/20/2001 - 06/29/2001
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MA
09/08/1995 - 01/18/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
09/08/1995 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
DC
04/19/1995 - 06/28/1995
WASHINGTON INVESTMENT CORPORATION (WASHINGTON DC)
IA
Issued 05/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
