Unclaimed
Vlad Uchenik is a financial advisor who has been in the industry for over 20 years. Vlad has extensive experience in the securities industry, having worked for a number of firms, including INX Securities, LLC, MC Square Capital, LLC, SpreadZero LLC, and Eagleview Securities, Inc. Vlad is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative and has passed the Series 7, 63, and 99TO exams. Vlad holds a number of principal licenses, including Series 4, 14, 24, 28, and 53. Vlad is currently registered in 52 states and the District of Columbia. Vlad is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/28/2013 - Present
INX Securities, LLC (Holland PA)
CT
01/03/2017 - 09/06/2019
MC SQUARE CAPITAL, LLC (GREENWICH CT)
NY
09/17/2016 - 12/08/2017
SPREADZERO LLC (WOODBURY NY)
PA
01/05/2015 - 09/30/2015
EAGLEVIEW SECURITIES, INC (Doylestown PA)
NY
04/27/2011 - 06/05/2013
ITB SECURITIES, LLC (NEW YORK NY)
NY
03/08/2010 - 01/24/2011
INTERMERCHANT SECURITIES LLC (NEW YORK NY)
NY
10/30/2008 - 12/07/2009
JESUP & LAMONT SECURITIES CORP (NEW YORK NY)
NY
01/09/2009 - 03/25/2009
EMPIRE FINANCIAL GROUP, INC. (NEW YORK NY)
NY
10/29/2008 - 12/31/2008
EMPIRE FINANCIAL GROUP, INC. (NEW YORK NY)
NY
04/29/2005 - 10/24/2008
SAFDIE INVESTMENT SERVICES CORP. (NEW YORK NY)
CT
02/04/2004 - 04/22/2005
UST SECURITIES CORP. (STAMFORD CT)
NY
09/04/2001 - 11/07/2003
BBVA SECURITIES INC. (NEW YORK NY)
PA
12/16/1999 - 08/22/2001
SECURITY FINANCIAL NETWORK, LLC (PHOENIXVILLE PA)
IA
Issued 11/11/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/16/2002
Series 4 - Registered Options Principal Examination
BC
Issued 03/30/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/09/2000
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/20/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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