Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Viyana? Claim Your ProfileViyana Kwak is a financial advisor with over 20 years of experience in the industry. She has been with Morgan Stanley since 2015, having previously worked at D.A. Davidson & Co. and other firms. Viyana is a Certified Financial Planner® and holds licenses in 48 states, including Texas and Washington. She has a proven track record of success in helping clients achieve their financial goals, and she is committed to providing personalized, comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
10/09/2015 - Present
Morgan Stanley (Kirkland WA)
WA
10/25/2010 - 08/12/2015
D.A. DAVIDSON & CO. (BELLEVUE WA)
WA
06/01/2009 - 10/29/2010
MORGAN STANLEY SMITH BARNEY (BELLEVUE WA)
WA
05/14/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BELLEVUE WA)
WA
09/17/2002 - 03/25/2008
RBC CAPITAL MARKETS CORPORATION (KIRKLAND WA)
MN
06/03/2002 - 09/19/2002
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MA
05/23/2001 - 04/25/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 10/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Viyana Kwak is the right advisor for you? Invested Better is here to help.
