Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vivienne? Claim Your ProfileVivienne Ather is a registered investment advisor with W&S Brokerage Services, Inc.. Vivienne has been in the industry for over 12 years. Vivienne has a background in financial services and has worked for a number of firms, including Ameriprise Financial Services, LLC, Pruco Securities, LLC., and Thrivent Investment Management Inc.. Vivienne is a licensed agent in Florida and is also licensed to provide investment advice in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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FL
08/16/2023 - Present
W&S Brokerage Services, Inc. (JACKSONVILLE FL)
FL
08/18/2022 - 12/14/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Jacksonville FL)
FL
05/01/2019 - 06/30/2022
PRUCO SECURITIES, LLC. (Jacksonville FL)
PA
03/25/2011 - 10/20/2011
THRIVENT INVESTMENT MANAGEMENT INC. (BANGOR PA)
NY
11/20/2009 - 07/21/2010
HORNOR, TOWNSEND & KENT, INC. (NEW YORK NY)
NY
07/14/2008 - 06/16/2009
SHUFRO, ROSE & CO., LLC (NEW YORK NY)
PA
10/04/2006 - 07/03/2008
JANNEY MONTGOMERY SCOTT LLC (KINGSTON PA)
NY
11/30/2000 - 06/28/2005
NEUBERGER BERMAN, LLC (NEW YORK NY)
BC
Issued 09/28/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/08/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/01/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/15/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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