Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vivien? Claim Your ProfileVivien Wilson Owen has been in the securities industry since 1979. Vivien is currently registered with Morgan Stanley in Houston, Texas. Vivien is licensed to provide investment advice in a number of states, including Texas, California, and New York. Vivien has a Series 7 and a Series 63 license, and is also qualified to take the SIE exam. Vivien has previously worked at Citigroup Global Markets Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Vivien is a well-experienced advisor with a long history of providing investment advice to individuals and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Houston TX)
TX
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/03/1982 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
05/01/1979 - 06/21/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 03/05/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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