Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vivien? Claim Your ProfileVivien Balcker is an investment professional with over 18 years of experience in the financial services industry. Vivien is a Registered Representative and Investment Adviser Representative with Ameriprise Financial Services, LLC, a leading financial services firm with a long history of providing comprehensive financial advice to individual and institutional clients. Previously, Vivien has held positions at several prominent financial institutions, including Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and Wells Fargo Advisors, LLC. Vivien holds FINRA Series 7, 63, and 65 licenses and is licensed to provide investment advice in 28 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/12/2016 - Present
Ameriprise Financial Services, LLC (Ft Lauderdale FL)
FL
09/13/2011 - 03/12/2012
WELLS FARGO ADVISORS, LLC (MIAMI FL)
FL
08/26/2009 - 09/16/2011
RAYMOND JAMES & ASSOCIATES, INC. (CORAL GABLES FL)
FL
05/23/2006 - 08/21/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
04/20/2005 - 04/26/2006
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
12/14/2004 - 12/31/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
IA
Issued 03/31/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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