Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Viviana? Claim Your ProfileViviana P Santiago is a financial advisor in Chatham, NJ. Viviana Santiago has been working in the financial services industry since January 1984. Viviana Santiago is currently registered with Wells Fargo Advisors Financial Network, LLC and is licensed in Arizona, Colorado, Connecticut, Florida, Georgia, New Jersey, New York, and South Carolina. Viviana Santiago has a Series 63, Series 65, Series 7, Series 9, and Series 10 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
11/14/2023 - Present
Wells Fargo Advisors Financial Network, LLC (CHATHAM NJ)
NJ
06/30/2011 - 11/21/2023
MORGAN STANLEY (Little Falls NJ)
NJ
12/22/2000 - 07/05/2011
WELLS FARGO ADVISORS, LLC (BLOOMFIELD NJ)
PA
05/10/1999 - 12/14/2000
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
NC
03/06/1998 - 05/14/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
07/31/1993 - 03/03/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
11/05/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/26/1987 - 11/04/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
01/12/1984 - 07/07/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 06/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/15/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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