Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Viviana? Claim Your ProfileViviana Marisa Coelho is a financial advisor at UBS Financial Services Inc. Viviana has been working in the financial industry for over 18 years and is registered with the Financial Industry Regulatory Authority (FINRA) as well as the states of Connecticut and Texas. Viviana has a strong background in investment advisory services, offering financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and security ratings. Before joining UBS Financial Services Inc., Viviana worked for WELLS FARGO ADVISORS, LLC and WELLS FARGO CLEARING SERVICES, LLC. Viviana also has experience working for J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
06/01/2023 - Present
UBS Financial Services Inc. (WESTPORT CT)
CT
06/18/2015 - 06/07/2023
WELLS FARGO CLEARING SERVICES, LLC (ANSONIA CT)
CT
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (DANBURY CT)
CT
01/31/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DANBURY CT)
MN
11/24/2003 - 05/26/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/24/2003 - 05/26/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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