Unclaimed
Viviana Cristina Perez cordero is a registered representative with UBS Financial Services Inc. Viviana has been in the financial services industry since March 21, 2000. Viviana has experience with UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO, SANTANDER SECURITIES, BBV CAPITAL MARKETS OF PUERTO RICO. Viviana holds Series 66, SIE, Series 7 licenses and is registered in 16 states. Viviana is based in SAN JUAN, PR.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PR
07/12/2018 - Present
UBS Financial Services Inc. (SAN JUAN PR)
PR
06/08/2007 - 10/19/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
PR
07/11/2000 - 06/11/2007
SANTANDER SECURITIES (GUAYNABO PR)
PR
03/22/2000 - 07/17/2000
BBV CAPITAL MARKETS OF PUERTO RICO (HATO REY PR)
BOTH
Issued 03/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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