Unclaimed
Vivian Yi-ping Ong is a registered representative with Nylife Securities LLC. Vivian has been in the financial services industry since January 26, 2020. Vivian is registered in 5 states, including California, Georgia, Iowa, Oklahoma and Texas. Vivian holds Series 6, 7, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/27/2020 - Present
Nylife Securities LLC (IRVING TX)
BC
Issued 06/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/27/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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