Unclaimed
Vivian Cai is a registered representative with Goldman Sachs & Co. LLC and has been in the industry since August 2024. Vivian's registration with the firm is active in both the BrokerCheck and Investment Advisor Public Disclosure systems. Vivian has passed the Investment Banking Registered Representative Examination and the Securities Industry Essentials Examination. She has also been employed by Goldman Sachs & Co. LLC. The firm is headquartered in New York, NY and has over $50 billion in assets under management. Goldman Sachs & Co. LLC is registered as an investment advisor in all 50 states and offers a wide range of financial services, including portfolio management, financial planning, educational seminars, and the publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
TX
08/07/2024 - Present
Goldman Sachs & Co. LLC (HOUSTON TX)
BC
Issued 08/07/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/02/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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