Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vivian? Claim Your ProfileVivian Ngo is a financial professional with Nylife Securities LLC. Vivian has been in the industry since May 2021 and holds licenses in several states including Arizona, California, Iowa, Nevada, North Carolina, Texas, and Washington. Vivian has experience in securities and is a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/22/2021 - Present
Nylife Securities LLC (Huntington Beach CA)
BC
Issued 08/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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