Unclaimed
Vivian Houghland has been a registered investment advisor since 1995. Vivian is currently registered with Valic Financial Advisors, Inc. and has over 25 years of experience in the financial services industry. Vivian is licensed in multiple states and holds various securities licenses. Vivian is a member of the National Association of Insurance & Financial Advisors and has a strong commitment to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
03/05/2018 - Present
Valic Financial Advisors, Inc. (NASHVILLE TN)
TN
12/17/2009 - 07/28/2011
WILEY BROS.-AINTREE CAPITAL, LLC (NASHVILLE TN)
TN
07/01/2003 - 01/02/2008
WACHOVIA SECURITIES, LLC (BRENTWOOD TN)
NY
12/15/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
06/29/1995 - 01/10/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 08/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 06/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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