Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vivian? Claim Your ProfileVivian Lee is a Financial Advisor. She is a registered representative with the Securities Industry and Financial Markets Association (FINRA) and holds Series 7, Series 79, Series 79TO, Series 63 and SIE licenses. Vivian Lee has been working in the financial services industry since January 17, 2016. Vivian Lee's current employer is Blackstone Securities Partners LP. She has worked with the firm since October 13, 2022. She has been registered with the state of New York since October 13, 2022 and is currently registered with the State of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin and Wyoming. Vivian Lee was previously a registered representative with FRANKLIN DISTRIBUTORS, LLC, FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. and J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/13/2022 - Present
Blackstone Securities Partners LP (NEW YORK NY)
NY
07/07/2021 - 05/09/2022
FRANKLIN DISTRIBUTORS, LLC (New York NY)
NY
10/21/2019 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (New York NY)
NY
08/20/2013 - 10/26/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 09/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/26/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/20/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Vivian Lee is the right advisor for you? Invested Better is here to help.
