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Vivian La Bang

Charles Schwab & CO., Inc.

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About Vivian La Bang

Vivian La Bang is a financial advisor with over four years of experience in the financial services industry. Vivian is currently registered with Charles Schwab & CO., Inc. and holds Series 7, Series 63, Series 66, Series 9, and Series 10 licenses. Previously, Vivian held positions at QUASAR DISTRIBUTORS, LLC, E*TRADE SECURITIES LLC, TD Ameritrade and Scottrade Inc.. Vivian specializes in providing financial planning and wealth management services to individuals, families, and businesses. Vivian's commitment to providing exceptional service and personalized advice has earned the trust of clients throughout the Texas area.

Firm Information

Vivian Bang is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Vivian Bang’s Registration & Firm History

TX

06/28/2022 - Present

Charles Schwab & CO., Inc. (Westlake TX)

TX

05/01/2020 - 04/07/2022

QUASAR DISTRIBUTORS, LLC (Frisco TX)

TX

03/31/2018 - 04/01/2020

E*TRADE SECURITIES LLC (DALLAS TX)

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Licenses & Designations

BOTH

Issued 05/06/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/21/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/08/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/14/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Vivian La Bang.
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