Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vivian? Claim Your ProfileVivian Liu is a securities professional with over 15 years of experience in the financial services industry. Vivian is currently registered with Globalink Securities, Inc. in California. Vivian holds the Series 6, Series 63, and SIE licenses. Prior to joining Globalink Securities, Inc., Vivian was employed by Transamerica Financial Advisors, Inc. and World Group Securities, Inc. in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/21/2015 - Present
Globalink Securities, Inc. (Fremont CA)
CA
01/06/2012 - 03/15/2013
TRANSAMERICA FINANCIAL ADVISORS, INC (SUNNYVALE CA)
CA
01/01/2005 - 01/06/2012
WORLD GROUP SECURITIES, INC. (SUNNYVALE CA)
BC
Issued 12/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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