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Vivian Ge

Optiver US LLC

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About Vivian Ge

Vivian Ge is a registered representative with Optiver US LLC, a brokerage firm based in Chicago, Illinois. Vivian has been working in the financial services industry since 2019 and holds the Series 63, Series 7TO and SIE licenses. Vivian previously worked at Goldman Sachs & Co. LLC in New York, New York.

Firm Information

Vivian Ge is currently registered with Optiver US LLC. Optiver US LLC is a Limited Liability Company formed on August 5, 2003. The firm has been involved in 9 Regulatory Events and 1 Civil Event. Optiver US LLC is registered with the SEC and has no state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

218

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vivian Ge’s Registration & Firm History

IL

05/02/2022 - Present

Optiver US LLC (CHICAGO IL)

NY

10/18/2019 - 03/28/2022

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/25/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/10/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Vivian Ge.
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