Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vivian? Claim Your ProfileVivian Chuan sun is a financial advisor registered with LPL Financial LLC. Vivian has over 25 years of experience in the financial services industry. Vivian has held previous positions at Morgan Stanley, Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, CITICORP INVESTMENT SERVICES, PRUCO SECURITIES CORPORATION, and WMA SECURITIES, INC. Vivian is licensed to provide securities and investment advisory services in California, Maryland, Nevada, and Utah. Vivian also holds the Series 6, Series 7, Series 63, and Series 65 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
08/29/2023 - Present
LPL Financial LLC (SAN RAMON CA)
CA
07/11/2014 - 09/01/2023
MORGAN STANLEY (Pleasanton CA)
CA
01/03/2011 - 07/14/2014
WELLS FARGO ADVISORS, LLC (SAN RAMON CA)
CA
04/17/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN RAMON CA)
CA
11/17/1999 - 04/26/2007
CITICORP INVESTMENT SERVICES (SAN RAMON CA)
NJ
10/09/1998 - 11/22/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
GA
05/01/1998 - 08/25/1998
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 10/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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