Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vivian? Claim Your ProfileVivian Elizabeth Brooks is a registered representative with Money Concepts Capital Corp. Vivian has been working in the financial services industry since 1983. She is registered in multiple states including Ohio, Florida, Pennsylvania, Texas, and Arizona. Vivian holds Series 6, 63, and SIE licenses. Vivian has experience in financial planning and portfolio management for individuals and businesses. Vivian works with a variety of clients including individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
FL
04/01/2013 - Present
Money Concepts Capital Corp. (PALM BEACH GARDENS FL)
OH
06/30/2004 - 01/23/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (MIDDLETOWN OH)
MN
06/06/2001 - 07/15/2004
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
MN
01/15/1996 - 06/06/2001
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
MA
06/14/1983 - 01/30/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
06/14/1983 - 01/30/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 04/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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