Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vivian? Claim Your ProfileVivian Junco leon is a registered investment advisor representative at LPL Financial LLC and is based in RICHMOND, VA. Vivian has 14 years of experience in the financial services industry. Vivian is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative, Investment Company Products/Variable Contracts Representative, and Securities Industry Essentials. Vivian has also passed the Uniform Investment Adviser Law Examination and the Uniform Securities Agent State Law Examination. Vivian is registered to provide investment advice in all states except for Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
07/09/2021 - Present
LPL Financial LLC (RICHMOND VA)
VA
10/11/2013 - 06/16/2021
WELLS FARGO CLEARING SERVICES, LLC (GLEN ALLEN VA)
VA
03/20/2007 - 08/02/2012
WELLS FARGO ADVISORS, LLC (RICHMOND VA)
IA
Issued 07/16/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/13/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2017
Series 7 - General Securities Representative Examination
BC
Issued 03/19/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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