Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vivian? Claim Your ProfileVivian E. Couto is an investment advisor representative at Wealthpenn.comllc. Vivian has been in the financial services industry since August 13, 1996. Vivian is licensed to provide investment advice in 30 states and is also registered with FINRA. Vivian has experience working with various clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and insurance companies. Wealthpenn.comllc is a financial services firm headquartered in Purchase, New York. The firm has over 22,500 investment advisor representatives and manages over $1.4 trillion in assets. The firm's services include financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
RI
03/27/2012 - Present
Wealthpenn.comllc (NEWPORT RI)
MA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NORTH DARMOUTH MA)
MA
07/12/2002 - 04/02/2007
MORGAN STANLEY DW INC. (NORTH DARMOUTH MA)
NY
08/14/1996 - 07/16/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 9/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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