Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vivian? Claim Your ProfileVivian Lin is a financial advisor with Fidelity Brokerage Services LLC. Vivian Lin is registered in seven states, including North Carolina, Kentucky, Massachusetts, New Hampshire, New Mexico, Rhode Island, and Texas. Vivian Lin has been in the industry since October 20, 2009 and has passed the Series 63, Series 7TO, SIE, Series 6, and Series 26 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
10/20/2009 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 11/25/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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