Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vivian? Claim Your ProfileVivian Alicia Torres is a financial professional with over 25 years of experience in the financial services industry. Vivian has held positions at several prominent firms including Jefferies & Company, Inc., Bear, Stearns & Co. Inc., and AXA Advisors, LLC. She has a broad base of experience in the financial services industry, having held positions as a registered representative, a principal and a financial advisor. Vivian is currently registered with Kovack Securities Inc. and holds licenses in Series 7, Series 24, Series 52TO, Series 53 and Series 63. She also holds a Series 65 license. Vivian is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
03/23/2015 - Present
Kovack Securities Inc. (FORT LAUDERDALE FL)
PR
07/22/2013 - 10/29/2013
ORIENTAL FINANCIAL SERVICES CORP. (SAN JUAN PR)
NY
08/04/2009 - 02/05/2013
JEFFERIES & COMPANY, INC. (NEW YORK NY)
PR
04/21/2005 - 06/17/2008
BEAR, STEARNS & CO. INC. (HATO REY PR)
NY
11/06/1998 - 03/11/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
11/06/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
02/21/1996 - 07/31/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
PR
09/26/1994 - 01/04/1996
PAINEWEBBER INCORPORATED OF PUERTO RICO (HATO REY PR)
NJ
10/31/1991 - 01/04/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 06/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/18/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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