Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vivia? Claim Your ProfileVivia Cristal Strome is a Registered Representative and Investment Advisor Representative with Principal Securities, Inc. in Guerneville, CA. Vivia has been in the securities industry for 12 years and has experience in both the financial services and insurance sectors. She is currently registered with Principal Securities, Inc. Vivia is also registered with the states of California and Nevada. Vivia holds the Series 6, 7, 63, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
CA
03/25/2024 - Present
Principal Securities, Inc. (GUERNEVILLE CA)
CA
12/28/2015 - 11/10/2023
THRIVENT INVESTMENT MANAGEMENT INC. (PLEASANTON CA)
CA
08/01/2011 - 12/24/2015
NYLIFE SECURITIES LLC (GLENDALE CA)
BOTH
Issued 03/29/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/29/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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