Unclaimed
Vivek Swar is a registered representative with Fidelity Brokerage Services LLC. Vivek has been in the securities industry since January 26, 2022. Vivek holds the Series 7TO, Series 63 and SIE licenses. Vivek is registered to conduct securities business in 53 states and is approved by FINRA and the SEC. Vivek works in the Merrimack, NH office of Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
01/27/2022 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 02/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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