Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vivek? Claim Your ProfileVivek Singh is a financial advisor with TD Securities (usa) LLC based in New York, New York. Vivek joined TD Securities (usa) LLC on 7/6/2017, and previously worked at LAZARD FRERES & CO. LLC from 8/8/2014 to 6/9/2017. Vivek holds the Series 63, Series 79, and SIE licenses. Vivek is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/06/2017 - Present
TD Securities (usa) LLC (New York NY)
NY
08/08/2014 - 06/09/2017
LAZARD FRERES & CO. LLC (NEW YORK NY)
BC
Issued 09/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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