Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vivek? Claim Your ProfileVivek Mahajan is an Investment Advisor Representative with J.p. Morgan Securities LLC in NEW YORK, NY. Vivek has been working in the industry since 1995. Vivek has a strong track record of success in the financial services industry, with experience at several firms including UBS Financial Services Inc. and Citigroup Global Markets Inc. Vivek has a deep understanding of the financial markets and is committed to providing his clients with personalized financial advice and investment strategies. Vivek is also a registered Investment Advisor Representative in several states, including Florida, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/02/2021 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
01/15/2010 - 01/28/2019
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
05/29/2007 - 01/27/2010
CITIGROUP GLOBAL MARKETS INC. (BROOKLYN NY)
NY
09/24/1996 - 05/29/2007
CITICORP INVESTMENT SERVICES (BROOKLYN NY)
MA
01/30/1996 - 09/18/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
01/30/1996 - 09/18/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
06/23/1995 - 12/08/1995
DICKINSON & CO. (DES MOINES IA)
BOTH
Issued 08/31/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/11/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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