Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vitor? Claim Your ProfileVitor De guimaraes santos is a registered representative with smbc nikko securities america, inc. Vitor is licensed to sell securities in all 50 states. Vitor has successfully passed several industry exams, including the Series 63, Series 52TO, Series 79TO and the SIE. Vitor joined smbc nikko securities america, inc. on August 9, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/09/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 09/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 08/09/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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