Unclaimed
Vito Antonio Sperduto is a financial professional with over 20 years of experience in the industry. Vito is currently registered with RBC Capital Markets, LLC, a firm with a strong reputation for providing comprehensive financial services. Vito specializes in portfolio management for individuals and businesses, and has a deep understanding of the complexities of the financial markets. Vito also has experience providing financial planning and pension consulting services. Vito's prior experience includes positions at RBC CAPITAL MARKETS CORPORATION, OPPENHEIMER & CO. INC., CIBC WORLD MARKETS CORP., SOUNDVIEW TECHNOLOGY CORPORATION, and KIDDER, PEABODY & CO. INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/29/2008 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
02/20/2008 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
01/14/2008 - 02/12/2008
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
08/21/2002 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CT
08/16/2000 - 03/19/2002
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
NA
08/22/1994 - 01/19/1995
KIDDER, PEABODY & CO. INCORPORATED
BC
Issued 12/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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