Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Visothy? Claim Your ProfileVisothy Vicky Ong-dy is a financial advisor with over 30 years of experience in the financial services industry. Visothy Ong-dy currently works at Wells Fargo Clearing Services, LLC and is registered to provide investment advice in multiple states. Ong-dy has previously worked at Chase Investment Services Corp., WAMU INVESTMENTS, INC., Essex National Securities, Inc., Gateway Investment Services, Inc., Atlas Securities, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, The Lincoln National Life Insurance Company, and Fidelity Brokerage Services, Inc. Visothy Ong-dy has a wide range of experience in providing financial advice to individuals and businesses, and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/31/2019 - Present
Wells Fargo Clearing Services, LLC (IRVINE CA)
CA
05/02/2009 - 06/01/2011
CHASE INVESTMENT SERVICES CORP. (LAKE FOREST CA)
CA
06/03/2005 - 05/02/2009
WAMU INVESTMENTS, INC. (LAKE FOREST CA)
CA
09/15/2003 - 03/04/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
IL
10/10/2000 - 09/15/2003
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
CA
03/09/1999 - 10/05/2000
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
MN
12/03/1996 - 10/29/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/03/1996 - 10/29/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IN
08/15/1996 - 11/04/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
08/15/1996 - 11/04/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
RI
03/19/1990 - 03/05/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 01/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1991
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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