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Vishaw Sondhi

Tucker Asset Management LLC

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About Vishaw Sondhi

Vishaw Sondhi is a registered investment advisor representative (IAR) with Tucker Asset Management LLC. Vishaw has been in the financial services industry since September 13, 1998. Vishaw is registered to offer investment advisory services in Connecticut, Florida, Maine, New Jersey, New York, Pennsylvania, Texas, and Wisconsin. Vishaw also has a Series 6, 7, and 63 license, and is a Certified Public Accountant. Vishaw has been associated with Tucker Asset Management LLC since November 1, 2022. Vishaw is also associated with Integrated Financial Concepts LLC, an insurance broker. Vishaw is committed to providing personalized financial advice to help clients reach their financial goals.

Firm Information

Vishaw Sondhi is currently registered with Tucker Asset Management LLC. Tucker Asset Management LLC is a registered investment advisor based in Littleton, Colorado. The firm provides financial planning and portfolio management services to individuals and high-net-worth individuals. With 78 licensed agents and a focus on client relationships, Tucker Asset Management has over $476 million in regulatory assets under management.
Tucker Asset Management LLC

1520 WEST CANAL COURT

LITTLETON, CO 80120

$476.48M

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Shares in fees paid to third party investment advisers

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Vishaw Sondhi’s Registration & Firm History

NJ

11/01/2022 - Present

Tucker Asset Management LLC (Eastontown NJ)

NJ

12/21/2015 - 11/02/2022

EQUITY SERVICES, INC. (EATONTOWN NJ)

NJ

09/14/1998 - 12/22/2015

HD VEST INVESTMENT SERVICES (EATONTOWN NJ)

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Licenses & Designations

BC

Issued 07/12/2002

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 05/22/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/2003

Series 7 - General Securities Representative Examination

BC

Issued 08/10/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vishaw Sondhi.
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