Unclaimed
Vishal Nayak is a securities professional with over 2 years of experience in the financial industry. Vishal holds the Series 57TO and SIE licenses and is currently registered with CTC, LLC, a firm that is not registered with the Investment Advisers Association (IA). Vishal joined CTC, LLC on 1/9/2023. The firm's branch office is located in Chicago, Illinois. Vishal has been active in the securities industry since January 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/09/2023 - Present
CTC, LLC (CHICAGO IL)
BC
Issued 01/09/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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