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Vishal Patel

Cantor Fitzgerald & Co.

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About Vishal Patel

Vishal Patel is a registered representative with Cantor Fitzgerald & Co. Vishal is a securities professional with over 14 years of experience in the industry. Vishal's professional experience includes prior roles at Barclays Capital Inc. and Lehman Brothers Inc. Vishal has a strong understanding of the financial markets and investment strategies. Vishal holds a Series 7, Series 55, Series 57TO, Series 99TO, and SIE licenses. Vishal is registered in New York.

Firm Information

Vishal Patel is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vishal Patel’s Registration & Firm History

NY

09/20/2017 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

09/22/2008 - 10/06/2017

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

08/26/2008 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/29/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/25/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Vishal Patel.
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