Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vishal? Claim Your ProfileVishal Narendra Sheth is a registered representative with Apollo Global Securities, LLC. Vishal has been in the securities industry since September 26, 2007. Vishal has passed the Series 7, Series 63, SIE and Series 79TO exams. Vishal is licensed to conduct business in New York. Prior to working at Apollo Global Securities, LLC, Vishal worked at Barclays Capital Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/14/2018 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
09/22/2008 - 09/27/2018
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/26/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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