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Vishal Manish Desai

Vanguard Marketing Corp.

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About Vishal Manish Desai

Vishal Desai is a financial professional with a strong focus on investment company products and variable contracts. Desai has recently passed the Series 63, Series 6TO and SIE exams, and is currently registered with FINRA and the state of Pennsylvania. Desai is associated with Vanguard Marketing Corp. and has been active in the industry since July 2024.

Firm Information

Vishal Desai is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vishal Desai’s Registration & Firm History

PA

07/05/2024 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 08/21/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/05/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/21/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vishal Manish Desai.
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