Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vishal? Claim Your ProfileVishal Amin is a financial professional who has been active in the industry since December 8, 2020. Vishal is currently registered with BGC Financial, LP in New York. Vishal has also previously been registered with BARCLAYS CAPITAL INC. in New York. Vishal holds a Series 63, Series 3, Series 7TO, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/19/2024 - Present
BGC Financial, LP (NEW YORK NY)
NY
01/29/2015 - 03/09/2018
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 03/04/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2024
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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