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Vishal Jain

Tangent Capital Partners, LLC

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About Vishal Jain

Vishal Jain is a financial advisor with Tangent Capital Partners, LLC, based in Short Hills, New Jersey. Vishal has been in the industry since 2008 and has experience with MIZUHO SECURITIES USA INC. and UBS SECURITIES LLC. Vishal holds FINRA Series 7, 63, and SIE licenses and is registered in New York.

Firm Information

Vishal Jain is currently registered with Tangent Capital Partners, LLC. Tangent Capital Partners, LLC is a Limited Liability Company formed on November 7, 2007. The firm is registered with the SEC and in 29 states.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vishal Jain’s Registration & Firm History

NJ

10/25/2017 - Present

Tangent Capital Partners, LLC (SHORT HILLS NJ)

NY

06/18/2013 - 03/28/2017

MIZUHO SECURITIES USA INC. (NEW YORK NY)

NY

09/03/2007 - 05/31/2013

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/28/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vishal Jain.
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