Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Virginia? Claim Your ProfileVirginia Frances Thompson is an active investment advisor representative with Saxony Capital Management, LLC. Virginia has been working in the financial industry since October 16, 1988. Virginia holds both Series 63 and 65 licenses and is a licensed advisor in 16 states. Virginia holds Series 7 and SIE licenses. Saxony Capital Management, LLC is a registered investment advisor firm located in Saint Louis, Missouri. The firm has a long history of providing investment advice to individuals and businesses. Saxony specializes in financial planning, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Consulting fees to ria's, finders fees, fees third party manager
1
2
MO
01/02/2025 - Present
Saxony Capital Management, LLC (SAINT LOUIS MO)
FL
11/02/2009 - 08/20/2015
J.P. TURNER & COMPANY, L.L.C. (FT. LAUDERDALE FL)
FL
08/30/2002 - 11/24/2009
JANNEY MONTGOMERY SCOTT LLC (PONTE VEDRA BEACH FL)
NJ
04/29/2002 - 09/16/2002
RYAN, BECK & CO., LLC. (FLORHAM PARK NJ)
NY
05/08/1997 - 05/20/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NJ
04/20/1992 - 05/20/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/07/1989 - 04/23/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
10/17/1988 - 08/23/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
BC
Issued 12/23/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/23/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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