Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Virginia? Claim Your ProfileVirginia Brake is a financial advisor registered in North Carolina with Carolinas Wealth Consulting LLC. Virginia has been in the industry since May 3, 2004. Virginia has also been registered as an investment advisor with the state of North Carolina since January 30, 2023. Carolinas Wealth Consulting LLC offers a range of financial advisory services, including financial planning, portfolio management for businesses and individuals, and selection of other advisers. The firm manages approximately $1,335,643,108 in assets for over 1,873 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
01/30/2023 - Present
Carolinas Wealth Consulting LLC (CHARLOTTE NC)
NC
05/21/2021 - 08/10/2022
ROBINHOOD FINANCIAL, LLC (Charlotte NC)
NC
02/17/2021 - 04/30/2021
TRUIST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
VA
12/26/2017 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
04/11/2017 - 01/05/2018
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
02/22/2016 - 04/13/2017
ROBERT W. BAIRD & CO. INCORPORATED (CHARLOTTE NC)
NC
11/22/2010 - 03/15/2016
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
NC
06/25/2008 - 10/08/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
02/14/2002 - 07/18/2006
A. G. EDWARDS & SONS, INC. (CHARLOTTE NC)
NC
05/01/2001 - 09/10/2001
UVEST INVESTMENT SERVICES (CHARLOTTE NC)
IA
Issued 05/14/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2022
Series 24 - General Securities Principal Examination
BC
Issued 12/26/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/19/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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