Unclaimed
Virginia Annabel Dix has been in the financial services industry since 2002. Currently, Virginia is a Registered Representative at Raymond James & Associates, Inc. She is a Series 16 licensed professional. Virginia joined Raymond James & Associates, Inc. in 2009. Previously, Virginia was a Registered Representative at J.P. MORGAN SECURITIES INC. and ABN AMRO INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/03/2009 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
10/01/2008 - 01/15/2009
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/28/2005 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CT
11/21/2003 - 09/30/2005
ABN AMRO INCORPORATED (STAMFORD CT)
NY
06/11/2003 - 11/11/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
01/17/2002 - 05/16/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 01/15/2002
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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