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Virginia Ann Fanning

Janus Henderson Distributors US LLC

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About Virginia Ann Fanning

Virginia Fanning is a financial professional with over 30 years of experience in the financial services industry. Virginia is currently registered with Janus Henderson Distributors US LLC in Denver, Colorado. Virginia has held previous positions with Putnam Retail Management Limited Partnership, Fidelity Investments Institutional Services Company, Inc., National Financial Services Corporation, Everen Securities, Inc., Bond Timing Securities Corporation, Krupp Securities Corporation, and Putnam Financial Services, Inc. Virginia holds the Series 6, 7, 22, 63, and 65 licenses and the SIE. Virginia is registered in 23 states and is a member of FINRA.

Firm Information

Virginia Fanning is currently registered with Janus Henderson Distributors US LLC. Janus Henderson Distributors US LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

332

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Virginia Fanning’s Registration & Firm History

CO

04/01/2008 - Present

Janus Henderson Distributors US LLC (DENVER CO)

MA

12/02/1999 - 02/19/2008

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)

RI

01/14/1997 - 02/27/1998

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MA

09/28/1995 - 12/31/1996

NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)

MO

07/05/1994 - 09/22/1995

EVEREN SECURITIES, INC. (ST. LOUIS MO)

MA

01/28/1994 - 06/27/1994

BOND TIMING SECURITIES CORPORATION (LINCOLN MA)

MA

05/23/1989 - 04/25/1992

KRUPP SECURITIES CORPORATION (BOSTON MA)

MA

07/24/1987 - 10/24/1988

PUTNAM FINANCIAL SERVICES, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 01/22/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/12/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/1990

Series 7 - General Securities Representative Examination

BC

Issued 05/22/1989

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 07/22/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Virginia Ann Fanning.
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