Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vipul? Claim Your ProfileVipul Jain is a securities professional with over 18 years of experience in the financial services industry. Vipul currently works at Mizuho Securities USA LLC. Prior to joining Mizuho Securities USA LLC, Vipul worked at firms including Credit Suisse Securities (USA) LLC, Wells Fargo Securities, LLC, Morgan Stanley & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/19/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
01/28/2021 - 01/31/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/14/2016 - 01/22/2021
WELLS FARGO SECURITIES, LLC (New York NY)
NY
11/04/2011 - 04/28/2016
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
11/01/2010 - 11/02/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/19/2005 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 05/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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