Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Violeta? Claim Your ProfileVioleta Wagner is a financial advisor with over 20 years of experience in the industry. Violeta is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Violeta has held previous positions at IFP Securities, LLC, Morgan Stanley, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Violeta is a licensed Series 6, 7, and 63 representative and has a SIE certification. Violeta's areas of specialization include portfolio management for individuals and businesses, pension consulting, and educational seminars. Violeta is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/21/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
FL
05/22/2019 - 10/27/2020
IFP SECURITIES, LLC (Boca Raton FL)
FL
07/12/2017 - 05/01/2019
MORGAN STANLEY (CORAL SPRINGS FL)
FL
10/23/2009 - 05/26/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM BEACH FL)
FL
11/21/2000 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOCA RATON FL)
BC
Issued 06/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/20/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Violeta Wagner is the right advisor for you? Invested Better is here to help.
