Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Violet? Claim Your ProfileViolet Compton is a financial advisor working for Morgan Stanley in Tulsa, Oklahoma. Violet has been in the financial services industry since June 1, 2017. Violet is registered with FINRA and holds the Series 7, Series 9, Series 10, Series 31, and Series 66 licenses. Violet is also registered with the state of Oklahoma as an Investment Advisor Representative. Violet has previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and First Command Financial Planning, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OK
08/17/2022 - Present
Morgan Stanley (Tulsa OK)
TX
03/12/2018 - 08/01/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
OK
11/28/2016 - 09/21/2017
FIRST COMMAND FINANCIAL PLANNING, INC. (LAWTON OK)
BOTH
Issued 02/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/13/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/05/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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