Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Violet? Claim Your ProfileViolet Natalie Gesing-alicea is an Investment Advisor Representative with Principal Securities, Inc. Violet has been in the securities industry since October 9, 2000. Violet holds multiple licenses and registrations, including Series 6, 7, 24, 26, 63, and 65. Violet has experience with individuals, high net worth individuals, corporations or other businesses, charitable organizations, pension and profit sharing plans, and state or municipal government entities. Violet is currently registered with Principal Securities, Inc. and has been with the firm since March 28, 2005. Prior to that, Violet worked for PRUCO SECURITIES CORPORATION from August 30, 2000 to June 15, 2001. Violet offers a range of financial services, including financial planning, portfolio management for individuals, selection of other advisers, and educational seminars. Violet is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IL
03/28/2005 - Present
Principal Securities, Inc. (DOWNERS GROVE IL)
NJ
08/30/2000 - 06/15/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 09/20/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/02/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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