Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Violet? Claim Your ProfileViolet Mtisi is a registered representative with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Violet holds Series 6, 7, 9, 10, 63, 66, 99TO and SIE licenses. Violet has been in the financial services industry for 13 years. Violet has experience with individuals, high net worth individuals, corporations, pension plans, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/04/2023 - Present
Wells Fargo Advisors Financial Network, LLC (SHORT HILLS NJ)
NY
10/01/2012 - 01/02/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/28/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
BOTH
Issued 08/23/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/06/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2012
Series 7 - General Securities Representative Examination
BC
Issued 05/27/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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