Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Violet? Claim Your ProfileViolet Ann Rozkowski is an experienced financial professional with over 30 years of experience in the industry. Violet is currently a registered representative with Oppenheimer & Co. Inc. and has held previous positions with First of Michigan Corporation and Standard Brokerage Services, Inc.. Violet holds a variety of licenses including Series 4, 7, 8, 9, 10, 14, 24, 52, 53, 63 and 65. Violet specializes in a variety of areas including, Financial Planning, Portfolio Management, Pension Consulting and Selection of Other Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
01/01/1999 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
MI
12/18/1997 - 01/01/1999
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
NA
10/19/1988 - 12/23/1997
STANDARD BROKERAGE SERVICES, INC.
IA
Issued 08/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/25/1998
Series 14 - Compliance Officer Examination
BC
Issued 03/16/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/26/1995
Series 4 - Registered Options Principal Examination
BC
Issued 05/23/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/06/1990
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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